Important Notice: Our web hosting provider recently started charging us for additional visits, which was unexpected. In response, we're seeking donations. Depending on the situation, we may explore different monetization options for our Community and Expert Contributors. It's crucial to provide more returns for their expertise and offer more Expert Validated Answers or AI Validated Answers. Learn more about our hosting issue here.

crd

Question tag: crd 85 Questions

0 Votes 1 Ans

How is an IARD/Web CRD account established?

account crd iard web

0 Votes 1 Ans

How can I delete a Disclosure Reporting Page (DRP) from the IARD or CRD?

crd delete disclosure drp iard page

0 Votes 1 Ans

Are there any new CRD related fees?

crd fees

0 Votes 1 Ans

Can I request a Central Registration Depository (CRD) report on my broker/dealer or sales agent?

agent broker crd Dealer Depository registration report request sales

0 Votes 1 Ans

Were converted branches assigned a new CRD Branch #?

branch branches converted crd

0 Votes 1 Ans

Section 2 (Registration/Notice Filing/Type of Office) asks the firm to report the name and/or CRD # of each supervisor(s)/person(s)-in-charge. Must the firm report a supervisor or person-in-charge for every branch office?

asks crd filing firm Notice Office person registration report section type

0 Votes 1 Ans

Where are the CRD schema documentation and schema files (xsd) located?

crd documentation files located schema XSD

0 Votes 1 Ans

NYSE Question #5 asks for the CRD number of the on-site Supervisor/Person-in-Charge who is responsible for the supervision at this location. Must the individual be on-site?

asks crd nyse on-site person-in-charge responsible supervision supervisor

0 Votes 1 Ans

Section 2 (Registration/Notice Filing/Type of Office) asks the firm to report the name and/or CRD # of each supervisor(s)/person(s)-in-charge. Must the supervisor(s) or person(s)-in-charge reported be physically located at the branch office being registered (or notice filed)?

asks crd filing firm Office registration report section type

0 Votes 1 Ans

Once the filing has been submitted through Web EFT, how will it look when viewed in the Web CRD Filing History?

crd EFT filing History look submitted viewed web

0 Votes 1 Ans

CRD 39. What is the Capital Requirements Directive?

Capital crd Directive requirements

0 Votes 1 Ans

How Does The CRD Resolve Discrimination Charges?

Charges crd discrimination resolve

0 Votes 1 Ans

What should the CRA give to businesses that receive a CRD allocation? Is there a required form or letter from the CRA to substantiate the allocation?

allocation businesses CRA crd form letter substantiate

0 Votes 1 Ans

What Happens After A Charge Is Filed With The CRD?

charge crd filed happens

0 Votes 1 Ans

WHAT ARE THE EFFECTS OF POPULATION TOBACCO CONTROL INTERVENTIONS ON SOCIAL INEQUALITIES IN SMOKING?

CONTROL crd inequalities Interventions population smoking social tobacco

0 Votes 1 Ans

How does a firm access the functionality to transition individuals using the Transition Screen on CRD?

crd firm functionality individuals screen

0 Votes 1 Ans

What is the earliest date by which a CRD allocation can be made?

0 Votes 1 Ans

Who Can File A Charge Of Employment Discrimination With The CRD?

charge crd discrimination employment file

0 Votes 1 Ans

How does a firm access the functionality to transition individuals using the Transition Registration Request Screen in Web CRD?

crd firm functionality individuals registration request screen web

0 Votes 1 Ans

is College Relations & Development (CRD)?

college crd Development

1 2 3 4 5 Next »