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Are there provisions of Listing Rule 5600 with which a foreign private issuer must comply?

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Are there provisions of Listing Rule 5600 with which a foreign private issuer must comply?

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Yes. A foreign private issuer must comply with those requirements of Rule 5600 that are mandated by U.S. securities laws and regulations. Thus, all foreign private issuers are required to comply with the audit committee requirements of Rule 10A-3 under the Securities Exchange Act of 1934. All foreign private issuers must also comply with the listing agreement requirement, the requirement of prompt notification of material non-compliance, and the requirement to disclose receipt of a going concern opinion.

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