Are we registered with the Securities and Exchange Commission (SEC) as Registered Investment Advisors?
Yes. Greenspring Wealth Management, Inc. is a registered investment adviser with the SEC. Some financial planning firms advertise that they are “Registered Investment Advisors,” as if this were a professional designation. It is not. All financial planning firms are required to register with the SEC or a state regulatory agency and to comply with the Investment Advisor regulations.
Related Questions
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