How are Investment Management accounts reviewed?
Each individual security held in the portfolio is reviewed and the portfolio as a whole is reviewed. The Director of Research continually monitors available resources for information which may affect the performance of investments held in a client’s portfolio. The performance of each mutual fund included in the Investment Committee’s recommended strategy is reviewed monthly. The performance of any other mutual fund(s) which may be held in a client’s account is reviewed at least twice a year. The credit ratings for all individual bonds are monitored monthly. The timeliness and financial strength of common stocks are reviewed no less than quarterly. Each portfolio is normally reviewed three times a year. Individual investments are reviewed by the Director of Research and individual portfolios are reviewed by the assigned Financial Advisor using guidelines and investment strategies approved by the firm’s Investment Committee.