How are “short sale” and “short position” defined for purposes of Form SH?
Form SH uses the definition of “short sale” as found in Rule 200(a) of Regulation SHO, which is “any sale of a security which the seller does not own or any sale which is consummated by the delivery of a security borrowed by, or for the account of, the seller.” A “short position” is one resulting from “short sales.
Form SH uses the definition of “short sale” as found in Rule 200(a) of Regulation SHO, which is “any sale of a security which the seller does not own or any sale which is consummated by the delivery of a security borrowed by, or for the account of, the seller.” A “short position” is one resulting from “short sales.”
