How does an investor determine the validity of reports from a stock broker or securities salesman?
Kevin Anselm: Always review your statements when you receive them, comparing them to previous statements and to what you understand is happening in the marketplace. If you do not understand something, talk to your broker, or the compliance officer at the broker’s firm. If appropriate, check with your accountant. If your questions are not answered satisfactorily, call our office – 1-866-814-9710.
