How is Weiss Capital Management different from a stock broker?
Weiss Capital Management is a “fee-only” Registered Investment Adviser. As an asset management firm, we are concerned with the growth of your portfolio and the protection of your assets. We work directly for you, the client, and receive no compensation from any other source. A Registered Investment Adviser is an entity that is registered with the state and/or with the United States Securities and Exchange Commission as an Investment Adviser under the Act of 1940, and must abide by the rules of the Act. Weiss Capital Management is an SEC Registered Investment Adviser. A stock broker is a sales person, who is generally compensated by commissions relating to trading activity by generating the sale/purchase of a security through their firm.
