Important Notice: Our web hosting provider recently started charging us for additional visits, which was unexpected. In response, we're seeking donations. Depending on the situation, we may explore different monetization options for our Community and Expert Contributors. It's crucial to provide more returns for their expertise and offer more Expert Validated Answers or AI Validated Answers. Learn more about our hosting issue here.

I want to use a broker to sell my offering. Does the Division of Securities have a list of brokers that have sold small offerings in the past?

April 26, 2017broker brokers division list offering securities sell small sold

0

Posted

I want to use a broker to sell my offering. Does the Division of Securities have a list of brokers that have sold small offerings in the past?

1 Answer

0

Posted

No. Most small offerings, particularly those under $1 million or so, are marketed by officers of the issuer. Broker interest in these small offerings has been very limited.