I want to use a broker to sell my offering. Does the Securities Division have a list of brokers that have sold small offerings in the past?

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I want to use a broker to sell my offering. Does the Securities Division have a list of brokers that have sold small offerings in the past?

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No. Our experience has been that most small offerings, particularly those under $1 million or so, are marketed by officers of the issuer. Broker interest in these small offerings has been very limited to date.

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