If I have passed the Series 65 exam but havent completed the registration process, do I have to sit for the exam again?
After you pass the Series 65 test you have two years to become licensed (registered) with a state or the exam expires. Once you are registered, the exam remains effective as long as you stay registered. If you quit your firm, the compliance officer files a Form U-5 showing your end of employment and with that the state registration terminates as well. You then have two years to be re-employed and re-registered otherwise the exam will show as expired in the Central Registration Depository (CRD) and you will have to sit for the exam again to become registered.
Related Questions
- If I have passed the Series 65 exam but havent completed the registration process, do I have to sit for the exam again?
- I’m in the process of completing the CPA exam. Can I still qualify to sit under the old regulations?
- Can users register to sit the test for more than one school via the on-line registration process?
