My firm uses more than one MP ID to transact business in Nasdaq and OTC Listed Securities. Do I need a separate OSOID for each of these MP IDs?
If you want to be able to view reporting statistics and ROE rejections on the Web separately for each MP ID, you must obtain a separate OSO ID for each MP ID, which involves completing a separate registration form for each MP ID. If, however, it is acceptable that all statistics and ROE rejections on the Web concern every record for all MP IDs submitted, only a single OSO ID is required. NOTE: Regardless, of the number of OSOIDs requested, reportable order events for a single MP ID must be packaged in a separate file for each MP ID.
Related Questions
- My firm receives and handles orders in Nasdaq and OTC listed securities, however, all clearing activities are handled by another firm. Does my firm have to report to OATS?
- My firm uses more than one MP ID to transact business in Nasdaq and OTC Listed Securities. Do I need a separate OSOID for each of these MP IDs?
- What is the difference between NYSE and NASDAQ securities?
