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Q:

What is the difference between Series 7 and Series 62?

Answers

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9. The General Securities Representative Examination (Series 7) is an entry-level examination that qualifies the individual for registration with all self-regulatory organizations to trade: • rights • warrants • real estate investment trusts (REITs) • collateralized mortgage obligations (CMOs) • municipal securities • options-equity, debt, index, and foreign currency • investment company products/variable contracts • direct participation programs • exchange traded funds (ETFs) The Corporate Securities Limited Representative Examination (Series 62) satisfies a FINRA qualification requirement for individuals who will trade corporate securities only.
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