What types of behavior could subject an enrolled actuary to disciplinary action by the Joint Board?
In general, there are three types of misconduct that may subject an enrolled actuary to disciplinary action. These are (1) misconduct during the performance of actuarial services under ERISA, (2) misconduct related to the enrolled actuary’s Federal tax return, and (3) misconduct not related to the performance of actuarial services under ERISA.
