Why don’t I see any of Christopher Manning securities licenses listed through the NASD Broker Check system?
Chris has held his Series 7 and 66 licenses in addition to other life and health insurance licenses in the past. Those licenses are essential to receiving commissions from the sale of investment or insurance products. With the exception of the Series 66, they are not required for active status as a Registered Investment Advisor Firm. As the President & CEO of a Registered Investment Advisor Firm, Chris is now a Fee-Only Financial Advisor in Houston. As such, he and his firm accept no commissions from the sale of insurance or investment products. Therefore he does not actively hold (and is not required to hold) his licenses with any broker-dealer. Back to Top How do I verify the CERTIFIED FINANCIAL PLANNER™ (CFP ®) designation? To verify the CERTIFIED FINANCIAL PLANNER™ (CFP ®) designation, visit the CERTIFIED FINANCIAL PLANNER™ Board of Standards website and follow the process to find a CERTIFIED FINANCIAL PLANNER™. Back to Top How do I verify Chris’ membership status in the other prof
