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Will FINRA (formerly NASD and NYSE Regulation) members, Federal Covered Investment Advisors, and State Registered Investment Advisors file through the REAL System when Release 2 is implemented?

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Will FINRA (formerly NASD and NYSE Regulation) members, Federal Covered Investment Advisors, and State Registered Investment Advisors file through the REAL System when Release 2 is implemented?

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No, these individuals, firms, branches, and agents will continue to file through the current CRD/IARD systems.

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