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Is a company required to notify NASDAQ when it becomes non-compliant with one of the corporate governance rules, as set forth under Listing Rule 5600 Series?

COMPANY corporate Forth Governance NASDAQ non-compliant notify rules
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Is a company required to notify NASDAQ when it becomes non-compliant with one of the corporate governance rules, as set forth under Listing Rule 5600 Series?

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Yes. NASDAQ listed companies are required to provide NASDAQ with prompt notification of any material non-compliance with the corporate governance Rules. A company can do so by sending a letter to the company’s Listing Qualifications analyst.

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