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non-tape

Question tag: non-tape 5 Questions

0 Votes 1 Ans

Should trade report modifiers be used in non-tape (i.e., regulatory or clearing-only) reports submitted to a FINRA Facility?

modifiers non-tape regulatory report reports submitted Trade Used

0 Votes 1 Ans

Assume the same facts as FAQ 307.1. Should the execution time on the non-tape report(s) be the same as the execution time on the tape report?

assume execution facts non-tape report s tape time

0 Votes 1 Ans

Assume the same facts as FAQ 308.1 or 308.2. Should the execution time on the non-tape report(s) be the same as the execution time on the tape report?

assume execution facts non-tape report s tape time

0 Votes 1 Ans

Does the 30-second reporting requirement apply to the submission of non-tape reports to FINRA?

FINRA non-tape reports requirement submission

0 Votes 1 Ans

Under FINRA rules, does BD1 have an obligation to submit a non-tape report reflecting the offsetting riskless leg with its customer?

bd1 FINRA non-tape obligation Offsetting reflecting report riskless rules submit