All of the modules contain brief question and answer sections designed to help reinforce the material in this training program; several modules also contain numerical exercises. Which modules am I required to take?
• All registrants must take Modules 3 and 4. • Series 3 registrants who are not also Series 7 or Series 42 registrants must take Module 1, Stocks and Stock Options. Each firm will determine whether such persons are required to take Module 2, Futures Contracts. • Series 7 or Series 42 registrants who are not also Series 3 or Series 33 registrants must take Module 2, Futures Contracts. Each firm will determine whether such persons are required to take Module 1, Stocks and Stock Options. • If you are a Series 7 or Series 42 and a Series 3 or Series 33 registrant, your firm will determine whether you are required to take either of Modules 1 or 2. • Module 5 is required for persons seeking to function as security futures principals. How long will it take me to complete this training program? The average time to complete Modules 1 or 2 and Modules 3 and 4 is estimated to be 2 hours. Module 5 will take an additional 20 minutes. What types of system requirements and settings do I need to have?
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