Does FINRA have a particular format it expects firms to use in their applications for approval to engage in portfolio margining?
Related Questions
- In reviewing a member firms application to offer portfolio margining to customers, does FINRA require minimum equity to be maintained in individual accounts?
- Does FINRA have a particular format it expects firms to use in their applications for approval to engage in portfolio margining?
- Are FINRA member firms required to file branch offices in Ohio?