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How is Asset Management Associates registered?

April 26, 2017asset management Associates registered

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How is Asset Management Associates registered?

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John R. Ruocco, Asset Management Associates, is registered as a fee only advisor through the State of Connecticut Department of Banking. In the 1980’s John Ruocco was licensed through the NASD to sell investment products on a commission basis. In order to maintain a commitment to the fee only concept, those licenses were allowed to expire. Commissions are not earned on any products or firms recommended.