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In the case of a company that is planning an initial public offering, at what point in the IPO process should the initial listing application be filed with NASDAQ?

April 26, 2017Case COMPANY initial IPO listing offering planning point process public

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In the case of a company that is planning an initial public offering, at what point in the IPO process should the initial listing application be filed with NASDAQ?

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The listing application should be submitted at the same time that the company submits its registration statement to the SEC. The company may also submit the listing application on a confidential basis at an earlier time with draft registration material.