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Is a fingerprint card required for each firm on a Form U4 Filing, if the filing firms are part of a Simultaneous Filing Group (SFG)?

card filing fingerprint firm firms form group simultaneous u4
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Is a fingerprint card required for each firm on a Form U4 Filing, if the filing firms are part of a Simultaneous Filing Group (SFG)?

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No. Only one fingerprint card is required for all SFG firms in connection with the Form U4 Filing.

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