How does a company or its counsel obtain a definitive interpretation on a corporate governance issue?
To receive a definitive interpretation on a particular transaction or issue, the company and/or its counsel should provide a written request for an interpretation to Listing Qualifications. This submission should be made online at the Listing Center or sent to the company’s Listing Qualifications analyst at the following address: The NASDAQ Stock Market LLC Listing Qualifications 9600 Blackwell Road Rockville, MD 20850 Fax: +1 301 978 4028 Email: StaffInterpretations@nasdaqomx.com For specific instructions on the submission of an interpretative request and the payment of the fee, please enter the Listing Center or see the Payment Form: Interpretative Request Fee. Upon receipt of this request, NASDAQ may contact the company and/or its counsel for additional Information and to discuss any preliminary conclusions. The company may choose to modify or withdraw its request following these discussions. Based on the facts and circumstances outlined in the company’s request, NASDAQ will provide
Related Questions
- Is a company required to notify NASDAQ when it becomes non-compliant with one of the corporate governance rules, as set forth under Listing Rule 5600 Series?
- How does a company or its counsel obtain a definitive interpretation on a corporate governance issue?
- Who should a company and/or its counsel contact to discuss the corporate governance requirements?
