What provisions of the Listing Rules relate to the corporate governance of NASDAQ issuers?
The corporate governance rules for The NASDAQ Stock Market are set forth in the Listing Rule 5600 Series and the interpretative materials (e.g., IM 5605) associated with these rules. These rules include topics such as annual meetings, independent directors, audit committee composition, shareholder approval of certain transactions, and the voting rights policy. These corporate governance rules are applicable to all companies trading on The NASDAQ Stock Market.
Related Questions
- Is a company required to notify NASDAQ when it becomes non-compliant with one of the corporate governance rules, as set forth under Listing Rule 5600 Series?
- Is a company required to notify NASDAQ when it becomes noncompliant with one of the corporate governance rules, as set forth under Listing Rule 5600 Series?
- What provisions of the Listing Rules relate to the corporate governance of NASDAQ issuers?
